Attachment 1 Advisory Committee Staff Document Summary entitled "Documentation of Manhattan District Biodistribution Program: Documentation of Manhattan District Biodistribution Program1 *.1 10/23/45 - 7/21/47 series of correspondence between Drs. Wright Langham (Los Alamos) and Samuel Bassett (Rochester Metabolism Ward) regarding the eleven plutonium injection subjects at Rochester, and the sample analysis conducted by Langham at Los Alamos. The series includes a 3/13/46 letter from Dr. Langham to Dr. Bassett regarding the first terminal patient in the Hp series, Hp 11: "Your letter of February 27 regarding Hp 11 was startling, to say the least...In case you should decide to do another terminal case, I suggest you use 50 micrograms instead of 5. This would permit the analysis of much smaller samples and would make my work considerably easier. I have just received word that Chicago is performing two terminal experiments using 95 micrograms each. I feel reasonably certain there would be no harm in using larger amounts of material if you are sure the case is a terminal one." 2. 6/23/50 - 12/1/50 series of Langham, Bassett, and Howland correspondence regarding patient followup, including an 10/2/50 letter from Dr. Langham to Dr. Joe Howland, Chief of University of Rochester's Division of Medical Services: "I am very glad to hear that you will manage to get follow-ups on the two subjects. The x- rays seem to be the all-important thing, but please get them in a completely routine manner. Do not make the examination look unusual in any way." 3. 7/7/44 letter from Friedell to Mulliken (Project Information Department) re responsibility of Dr. Stone for the distribution of Rochester health and protection reports: "Discretion as to whom these reports should be forwarded would be retained by the health director of Metallurgical Laboratory." 4. 8/4/44 memo from Stone to Mulliken re limited distribution of Rochester reports: "...the Rochester reports are much more limited in their circulation than the Chicago reports and we will not be permitted to pass out the information to anything like the group that are apparently now getting the CH reports in Chicago." 5. 8/29/44 memo from Hempelmann to Oppenheimer summarizing biological research program decided upon in a meeting between Stafford Warren, Oppenheimer, Hempelmann, and Kennedy, including tracer experiments in humans to determine plutonium excretion rate: "When satisfactory analytical methods have been developed in the laboratory the problem of carrying out further metabolic studies will be turned over to another medical group, presumably the Rochester group." ____________________ 1 All documents are listed in chronological order except for the first two series of correspondence between Los Alamos and University of Rochester, which span a five-year period. 1 6. 12/1/44 letter from Stafford Warren to Dowdy re obtaining metabolic data on thorium: "It is the opinion of this section that a limited number of careful human experiments should be made with this material." 7. 12/1/44 letter from Ferry (Captain, Medical Corps) to Voegtlin (toxicologist at Rochester) re thorium data, requesting the submission of "a memo to this office recommending a change in the tolerance levels....Since a relaxation in the tolerance levels would facilitate plant operations, it is recommended that this data be accumulated with the least possible delay." 8. 3/13/45 letter from Bale to Friedell re polonium tolerance calculations which "may be useful to you in arriving at a possible tolerance or permissible dose figures for postum in plant personnel urine and in plant air." 9. 4/11/45 letter from Friedell to Hempelmann re "protocol of the clinical experiment....I think that we will access to considerable clinical material here, and we hope to do a number of subjects." 10. 4/17/45 memo from Stafford Warren to Nichols re Purpose and Limitations of the Biological and Health Physics Research Program: "For consideration of the medical and legal aspects, including necessary biological research, it should be pointed out, however, that investigations should be conducted only insofar as they will augment that data and information available from operating personnel and from the operating facilities and should be limited to those features which are deemed most likely to embarrass the government." 11. 5/21/45 letter from Langham to Friedell re future of plutonium injection project, further human studies, and the establishment of a working tolerance for plutonium of one microgram. 12. 5/31/45 documentation of Warren's trip to clear Dr. McCann at Rochester for handling and knowledge of classified materials in connection with human volunteer experiments. 13. 6/2/45 memo from Friedell to District Engineer, New Mexico re future experiments with plutonium (response to Langham's 5/21/45 letter) and two future injections into humans. 14. 6/5/45 memo from Dowdy to Bale re expanded metabolism program at Rochester, initiated by Stafford Warren, increasing number of subjects for studies using plutonium, polonium, Cpd 22 (probably uranium), thorium, lead, and radium. 15. 7/26/45 memo re determination of policy on cases of exposure to occupational disease, which discusses an employee with nephritis, probably due to occupational exposure to thorium and 2 other materials, who was "unaware of her condition which now shows up on routine physical check and urinalysis." 16. 8/17/45 response from Stone to Warren's 4/17/45 memo, stating his opinion that research should not be done "to strengthen the government interest's from the medico-legal point of view. Research should be done to establish the facts...If the health and welfare of the workers are the main objects, the medico-legal aspect is automatically taken care of." 17. "Detailed Plan of Product Part of Rochester Experiment," Hempelmann and Langham, providing the ten subjects from the Rochester area for the plutonium studies, and fifty (five groups of ten) for the overall long-lived radioisotope metabolism program. *18. "Revised Plan of 'Product' Part of Rochester Experiment," Langham, based on a September meeting with Rochester staff and Captain Bryan representing Colonel Warren's office. On selection of subjects: "The selection of subjects is entirely up to the Rochester group. At the meeting it seemed to be more or less agreed that the subject might be chronic arthritics or carcinoma patients without primary involvement of bone, liver, blood, or kidneys. 19. Contributions of the Division of Special Problems to the Manhattan Project," Bale, including polonium metabolism in human subjects and human tracer studies with plutonium and radium. 20. 10/6/45, "Tolerance and Permissible Concentration of Polonium in the Water and Air," Morgan, citing Bale and Fink's polonium work at Rochester. 21. 10/24/45, table of contents of "A Study of the Excretion and Distribution of Plutonium in a Human Subject," Nickson and Russell (Argonne), including "Possible value in using a cancer patient." 22. 12/5/45 letter from Fink to Friedell, forwarding summary of Rochester work with polonium: "We trust it may be of use in connection with the forthcoming conference on polonium tolerance." 23. 5/13/46 record of plutonium ingestion experiment using six subjects. Unknown source (possibly Chicago). 24. 5/31/46 report "A Comparison of the Metabolism of Plutonium (Pu 238) in Man and the Rat," Scott, Hamilton, et al., describing injection and tissue collection from one human subject, and comparison to rat data. 3 25. 9/13/46 letter from Dowdy to District Engineer, Oak Ridge re possible declassification of certain compounds: "We should like to raise again the question of declassifying our polonium studies inasmuch as the original decision on the subject may have been due to a misapprehension as to the nature of the work....The work has been carried out with less than two millicuries of polonium, an amount obtainable with relative ease during the war, and accordingly it would appear that the requirements of the Responsible Reviewer's Declassification Guide could be met in reporting these studies." 26. 9/24/46 letter from Keller (Deputy Declassification Officer) to Dowdy, recommending that the polonium studies be submitted to Friedell for declassification. 27. 10/22/46 letter from Dowdy to the Area Engineer, Rochester re clearance for Bassett to discuss Rochester uranium studies at a departmental seminar: "He will not mention any other substances which he has similarly used on humans and which have not as yet been cleared." *28. 10/24/46 Area Engineer Office memo re Dowdy's 10/22 request:"... it should be borne in mind that all the work performed by Dr. Bassett was performed at the request of the Manhattan District Medical Section. This seminar is to be conducted for persons who are all Doctors of Medicine and it is doubtful if this information would get out to any of the families of the patients or the patients on whom the experiments were performed....Other substances besides uranium which Dr. Bassett used are still on the classified list and this information will not be divulged at the seminar. "At the time these experiments were started, this office was given strict orders that the information should not be released to any but authorized persons. Almost all the correspondence and result of experiments were exchanged between Dr. Wright Langham at Santa Fe and Dr. Bassett of the University of Rochester. 29. 12/24/46 memo from Brundage to Cooney (MED Medical Director) re progress report from the Berkeley area: "...I am attaching a letter for the signature of Colonel Nichols advising that work described in this paragraph cannot be made a part of the Manhattan Engineer District program. This letter is intended to be director to the Area Engineer of the Berkeley Area. "The work in question in the progress report is the intravenous administration of certain Manhattan District products to human subjects." 4 30. 12/24/46 letter (attached to 12/24 memo) from Nichols re Berkeley work: "After discussion with Colonel James P. Cooney, Medical Director, Manhattan Project, it is felt that such work does not come under the scope of the Manhattan District Program and should not be made a part of its research plan. "It is therefore deemed advisable by this office not only to recommend against work on human subjects but also to deny authority for such work under the terms of the Manhattan contract. You will take immediate action to stop this work under this contract, and to report to this office upon compliance." 31. 2/13/47 memo from Armstrong to Marsden re Report of the 23-24 January 1947 of the Interim Medical Committee, abstracting parts of the recommended programs for 1947-48 which involve use of human subjects at University of Rochester, University of California, and Los Alamos, and citing them as "applicable to the present discussion of medical research policies." 32. 2/18/47 letter from Dowdy to Friedell re inclusion of the data from the Oak Ridge plutonium subject in the plutonium report. *33. 2/18/47 letter from Dowdy to Bradbury (Los Alamos) re the distribution of the plutonium report (which would remain classified): "There is one limitation which I should like to impose on the report which will emanate from the Los Alamos Laboratory and that is that it not be declassified for general distribution outside the Atomic Energy Commission without our foreknowledge. I make this suggestion because of possible unfavorable public relations and in an attempt to protect Dr. Bassett from any possible legal entanglements." 34. 3/7/47 memo from Burling (AEC Legal Division) to Huddleson (Deputy General Counsel) re clinical (preceding Wilson letter to Warren re consent and therapeutic purpose), recording a conference between Huddleson, Burling, Warren, and Brundage: "The Legal Division...expressed the view that it was most important that it be susceptible of proof that any individual patient, prior to treatment, was in an understanding state of mind and that the nature of the treatment and possible risk involved be explained very clearly and that the patient express his willingness to receive the treatment. On Dr. Warren's recommendations, you authorized omission to obtain written release but urged that in every case at least two doctors certify in writing to the patient's state of mind to the explanation furnished him and to his acceptance of the treatment." 35. University of Rochester "Proposed Research Program and Budget, July 1, 1947 - July 1, 1948, including human tracer studies using polonium, plutonium, uranium, thorium, radiolead, and radium. (p. 25) 5 36. 3/19/47 memo from Brundage to Armstrong, approving the Rochester "Proposed Research and Program and Budget," and pointing out parts implying possible human work. 37. 4/30/47 letter from Wilson to Warren reiterating the policy on consent recorded in the 3/7/47 Legal Division memo, and further stating that "treatment (which may involve clinical testing) will be administered to a patient only when there is expectation that it may have therapeutic effect." 38. 5/7/47 letter from Lilienthal to Gregg proposing a Medical Board of Review to evaluate the report and recommendations of the Manhattan district Medical Advisory Committee. 39. 6/20/47 report of the Medical Board of Review: "The need for medical and biological research on the various effects of radioactive substances and atomic fission is both urgent and extensive." (p.3) "...Those activities involving classified materials or operations must be supported by and carried out within Atomic Energy Commission installations. It will also be desirable to encourage and, where necessary, support with funds correlative studies at universities, contributing to knowledge on the biological and medical effects of radiation but not involving the use of classified materials or information." (p.5) 40. 10/14/47 letter from Lilienthal to Brereton (Chairman, Military Liaison Committee) and attached Oak Ridge staff study on the feasibility of radiological warfare (Aebersold, Morgan et al.) analyzing polonium's biological effectiveness as a potential radiological warfare agent (using human kidney tolerance of polonium). 41. 12/2/47 memo from Bassett to Bale re proposal of work for Metabolism Section: "In the autumn of 1945 the Section on Human Metabolism was activated under your direction at the request of the Manhattan Engineer District to carry out certain tracer studies with long-lived isotopes. As you know, this program was discontinued in the spring of 1947 under a directive from the Atomic Energy Commission although we were instructed to keep the personnel of the section intact." Bassett goes on to propose a new program for the section involving investigation of radiation injury treatments. 42. 12/3/47 memo from Bale to Dowdy re 12/2 memo from Bassett: "The general work outlined has my approval, and I suggest that it be accepted as the project research program of the Metabolism Section until our position with regard to tracer studies with heavy elements is clarified." 6 43. 1/6/48 memo from Blair to Bale re Human Metabolism Program: "By phone on January 2nd, Dr. Wolf stated that he had received a decision from Dr. Shields Warren that the human metabolism work under Dr. Bassett was to be discontinued. Consequently, unless some new program is presented, it will no longer be necessary to retain Dr. Bassett's nursing personnel. Dr. Wolf would also like Dr. Bassett to write a complete history of the work done to date to be kept on file." 44. 2/29/48 "The Experimental Use of Radioactive Materials in Human Subjects at AEC Establishments" (handwritten date), Committee on Isotope Distribution (at the request of Dr. Shields Warren) re use of radioactive materials in normal human subjects and patients, consent, necessity of preliminary animal studies, and radiation dose limits: "Radioactive materials should be used in experiments involving human subjects when information obtained will have diagnostic value, therapeutic significance, or will contribute to knowledge on radiation protection." 45. 5/11/48 letter from Bassett to Langham re Bassett's plans to move away from Rochester and join the "California Group," and regarding classification of the final joint Rochester-Los Alamos plutonium write-up. 46. 6/25/48 report "The Excretion of Haxavalent Uranium Following Intravenous Administration II: Studies of Human Subjects" (declassified 8/23/56), Bassett et al., reporting metabolism studies of enriched uranium in six non-terminal patients: "The experimental subjects were chosen from a large group of hospital patients. Criteria of importance in making the selection were reasonably good kidney function with urine free from protein and with a normal sediment on clinical examination." (p.8) Patient descriptions and dosage levels are included; there is no discussion of consent or of informing patients of the nature of the injections. 47. 1/4/49 letter from Blair to Shields Warren, with three accompanying memos from Bale, Hodge, and Howland, in response to Warren's request for information regarding Rochester's work with uranium, polonium, and the clinical metabolism ward. 48. "A Report of the Past, Present, and Future Research Activities for Project 48-A-1," Hamilton, outlining the Berkeley project on "metabolism of the radio-elements produced by nuclear fission and a number of the fissionable elements, notably plutonium." (p. 1) *49. "Excretion of Plutonium Administered Intravenously to Man. Rate of Excretion in Urine and Feces with Two Observations of Distribution in Tissues," partial draft version of the 1950 report: 7 "The individuals chosen as subjects for the experiment were a miscellaneous group of male and female hospital patients for the most part with well established diagnoses. Preference was given to those who might reasonably gain from continued residence in the hospital for a month or more...The necessity of studying urinary and fecal rates of excretion of Pu automatically excluded cases of advanced renal disease or disturbance in the function of the gastrointestinal tract. Patients with malignant disease were also omitted from the group on the grounds that their metabolism might be affected in an unknown manner." (p.2) Patient descriptions and dosage levels are included: there is no discussion of consent or of informing patients of the nature of the injections. 50. 1950 published report "Biological Studies with Polonium, Radium, and Plutonium," Fink outlining polonium metabolism studies under five terminal cancer patients as subjects: "It seemed desirable to have some data on the human excretion of polonium after the administration of known doses in order to obtain a correlation with the more extensive data on rats. Inasmuch as it was not possible to determine accurately the amount of polonium already present in laboratory personnel or to rule out the possibility of subsequent accidental exposure of persons working with polonium, such personnel were not suitable subjects for excretion studies of this type. Accordingly, the general problem was outlined to a number of hospital patients with no previous or probably future contact with polonium. Of the group who volunteered as subjects, four men and one woman were selected for the excretion studies outlined below." (p. 122) 51. 4/23/69 letter from Patricia Durbin to John R. Howard (U.C. Medical Center re possible reason for continued classification of plutonium data: "Most of the patients injected with Pu were studied at other hospital around the country, and although most were elderly and expected to have short life expectancies at the time of injection, some were misdiagnosed. Because of this, there was an understandably great uproar when the civilian AEC took over from the Manhattan Engineer District. As a result, the human data thus obtained was classified as 'Secret,' and so it remained for some years." *52. 12/9/71 report of Patricia Durbin on her visit to Rochester and her discussion with Dr. Waterhouse, a resident at Rochester during the Pu injections, regarding followup with three surviving plutonium injection subjects: "[Dr. Waterhouse] believes that all three persons would be agreeable to providing excretion samples and perhaps blood samples, but they are all quite old--in their middle or late 70's and cannot travel far. More important, they do not know that they received any radioactive material." 8 *53. 12/10/71 report of Patricia Durbin on a telephone conversation with Dr. Langham: "Classification (prolonged) and the passage of many years before even classified publication of the findings led to his eventual responsibility for analysis and publication of the results. He is, I believe, distressed by this and other aspects of the study itself--particularly the fact that the injected people in the HP series were unaware that they were the subjects of an experiment." 54. IG plutonium investigation document, recording comments on a meeting with Dr. Hempelmann on 4/17/74: "...Dr. Hempelmann thinks that Dr. Bassett prepared the solutions to be injected, prepared the syringes and handed these to a physician for injection of the patient. He is quite positive that the latter physician did not know of the contents of the syringe. In addition a deliberate decision was made not to inform the patient of the nature of the product that was injected." 55. IG plutonium investigation document, recording comments on a meeting with Dr. Howland on 4/24/74 regarding the Oak Ridge injection: "Dr. Howland emphatically stated that no consent was obtained from the patient at any time and that as far as he knew, the patient had no relatives in the Oak Ridge area." *56 "Briefing on Plutonium Project by Dr. James Liverman on April 29, 1974," outlining Liverman's plutonium inquiry: "In interviews, CHR administration offered the following explanations for failure to present the plutonium studies to Argonne Human Use Committee in February 1973: (1) Their opinion that the studies came under the scope of a protocol approved by that Committee in 1971. (2) The nature of the studies was to be suppressed to avoid embarrassing publicity for the AEC." (p.7) 9