DISCLAIMER The following is a staff memorandum or other working document prepared for the members of the Advisory Committee on Human Radiation Experiments. It should not be construed as representing the final conclusions of fact or interpretation of the issues. All staff memoranda are subject to revision based on further information and analysis. For conclusions and recommendations of the Advisory Committee, readers are advised to consult the Final Report to be published in 1995. MEMORANDUM TO: Members of the Advisory Committee on Human Radiation Experiments FROM: Advisory Committee Staff DATE: February 8, 1995 RE: Update on Veterans Administration (VA) Confidential Atomic Medicine Division/Secret Recordkeeping on Radiation Exposure in Anticipation of Liability Claims This memorandum provides an update on the status of agency searches related to the maintenance of secret records of soldier/sailor radiation exposure in anticipation of liability claims. It also includes an overview of a report recently issued by VA's Inspector General (IG) regarding its search for additional information about VA's Atomic Medicine Division. I. BACKGROUND In his April 21, 1994 statement at the Committee's opening session, Secretary Jesse Brown of VA stressed the need to find the facts related to a "confidential" Atomic Medicine Division which VA created in 1947. At the time, the essential facts known to Secretary Brown were contained in a 1952 document, prepared by Dr. George Lyon (see Briefing Book #3, Tab I, Attachment 1), which recited the creation of the division on 1947. The 1952 document explicitly cited the need to respond to potential disability claims relating to the military's use of atomic energy. The timing of the Division's creation, and the identity of those involved, point to the likelihood that the activity was a response to the radiation contamination at the 1946 - 1947 Operation Crossroads. The 1952 document recorded that the Division was formed at the advice of General Groves (who had headed the Manhattan Project and the bomb tests) and experts recommended by him, including Stafford Warren, who was the chief medical advisor at Crossroads. The author of the 1952 document, Dr. George Lyon, served with Dr. Warren at Crossroads. We also note that, as shown in documents provided by the Defense Nuclear Agency (DNA), a Department of Defense (DOD) "medico-legal" group was formed in the aftermath of Operation Crossroads. 1 An August 1952 "confidential" document (HRE-0672), furnished by DNA, shows that elements of DOD did keep files in anticipation of liability claims, but that there was a proposal to cease the record keeping. The letter, from the Chief of the Armed Forces Special Weapons Project (AFSWP) to VA (with attention to Dr. Lyon), stated: . . .the Army Field Forces is proposing to eliminate the requirement for maintaining detailed statistical records of radiological exposures received by Army personnel. . . .This requirement was originally conceived as being necessary to protect the government's interest in case any large number of veterans should attempt to bring suit based on a real or imagined exposure to nuclear radiation during an atomic war. Although the Army Field Forces is the only organization which is now proposing to eliminate this requirement, it is possible that the Navy and Air Force may propose similar action in the future. In a 1959 document, provided by VA, Dr. Lyon was recommended for a VA exceptional service award. A memorandum in support of Lyon's candidacy recounted the 1947 creation of the VA atomic medicine program, and states: It was felt unwise to publicize unduly the probable adverse effects of exposure to radioactive materials. The use of nuclear energy at this time was so sensitive that unfavorable reaction might have jeopardized future developments in that field. Dr. Lyon . . . maintained records of a classified nature emanating from the AEC and the Armed Forces Special Weapons Project which were essential to proper evaluation of claims of radiation injury brought against VA by former members of the Armed Forces engaged in the Manhattan project. II. KEY QUESTIONS As reflected in the vigorous public statements of Secretary Brown and the comments of citizens who come before the Committee, a public interest clearly persists in learning whether secret records were kept in anticipation of claims. Moreover, it should not, given the nature of the documents at issue, be difficult to get to the bottom of the matter. Thus, we have continued to seek information on the secret recordkeeping that, according to the documents that have been provided by DOD and VA, was engaged in by DOD, Atomic Energy Commission (AEC), and VA in anticipation of potential liability claims from soldiers 2 (and perhaps others) exposed at weapons tests. As summarized in staff's request dated January 12, 1995, a copy of which is attached (Attachment 1), basic questions include: 1. In general, and with specific reference to the 1952 AFSWP document, what records were kept in anticipation of liability claims? By whom? When did the recordkeeping cease? Where are the records now? Are they available to the public (with appropriate privacy restrictions)? 2. With reference to the 1959 VA document, and more generally, what were the "records of a classified nature emanating from the AEC and the Armed Forces Special Weapons Project" which were used to evaluate veterans claims of radiation injury? Who kept these records? When did the recordkeeping cease? Where are they now? Are they available to the public (with appropriate privacy restrictions)? 3. To the extent that the above questions cannot be answered, what steps are being taken to answer them? For example, do the Department of Energy (DOE), DOD, and VA know for certain that records of each agency in the National Archives, records centers, etc., do not presently contain records such as those described in the above documents? 4. To the extent that above questions cannot be answered, what can DOD, DOE, and VA say with confidence regarding the keeping of secret ("classified" or otherwise) records regarding the radiation exposure of military personnel? For example, 1947 Department of the Navy rregulations, previously provided by the Navy, refer to records of certain medical examinations being kept in secret files; what other rules provided for secret recordkeeping on the radiation exposure of soldiers or other test personnel? III. VA INSPECTOR GENERAL'S REPORT As previously discussed, VA asked its Inspector General to investigate questions related to the "confidential" Atomic Medicine Division. In January the Inspector General provided a report to the VA Chief of Staff, a copy of which is attached (Attachment 2). As summarized in a VA press release (Attachment 3): The Department of Veterans Affairs (VA) Office of Inspector General has reported it found no evidence that a 'confidential' Atomic Medicine Division, which had been referenced in decades-old documents previously uncovered by the Department was ever activated. . . . 3 The Inspector General based its conclusion on a review of VA references, documentation provided by the Advisory Committee on Human Radiation Experiments and retired officials who were in positions to have had personal knowledge of such a division. The Inspector General found that an Atomic Medicine Division was discussed as a means to deal with potential claims from veterans as a result of exposure to radiation from atomic weapons testing, but these claims never materialized and the organization was never activated. At VA's invitation, Committee staff met with VA staff, including members of its IG staff, to discuss the report. VA indicated that the IG's office had, indeed, made significant inquiries, including efforts to track down potentially knowledgeable individuals and files relating to Dr. Lyon's activities. However, it is clear that further work remains to be done, in two respects. First, and most importantly, the IG's review does not answer the key questions; regardless of whether or not a particularly named bureaucratic entity existed, the above-referenced documents show the existence of secret files and review processes. For example, the review does not suggest that the Exceptional Service award given to Dr. Lyon for maintaining classified records needed to evaluate claims was given on a false premise. Nor, for example, does it show, as indicated in the 1952 AFSWP letter to VA, what files were being referred to as being kept in anticipation of liability claims. The conclusion that there was no "confidential" Atomic Medicine Division is inconsistent with the evidence reviewed. For example, the IG report dismisses Dr. Lyon's 1952 report explaining the creation of this confidential Division with the assertion that the reference "should not be taken literally as documentation that a Division was ever established." Similarly, while the IG report relies heavily on the recent statements of acquaintances that they did not know of any such Division, the IG's review of Dr. Lyon's personnel records concludes that his "personnel evaluations consistently described an individual who worked by himself and did not delegate assignments." Finally, it appears that in interviewing witnesses, the IG did not show them, for purposes of refreshing recollections about decades-old events, the documentation discussed above. In any event, VA has graciously agreed to pursue whatever further leads may be suggested. We have therefore: (1) asked the IG to reinterview the individuals it initially contacted, and provide them copies of the documents referred to above; and (2) transmitted documentation showing the role of Stafford Warren and Dr. Lyon in the review of a claim that appears to be Crossroads related, and documentation regarding Dr. Lyon's appointment as consultant to the Armed Forces Special Weapons Project. We have asked VA for further information on these matters. 4 IV. UPDATE ON DOD ACTIVITIES As shown in Attachment 4, in 1994 the Defense Nuclear Agency (DNA) reported that it had not been able to locate further files or other information related to these matters. We have asked DOD to continue to search. The Navy has informed us that some materials that may be relevant to the above questions have been located, and are being processed for declassification and transmittal to the Committee. 5