Attachment Q Application to and recommendations of the Navy Committee for Protection of Human Subjects including consent statement, November 15, 1980. RECOMMENDATIONS OF THE COMMITTEE FOR PROTECTION OF HUMAN SUBJECTS PRINCIPAL INVESTIGATOR: HENDERSON, J. V., LCDR, MC, USN TITLE OF RESEARCH PROJECT: Diagnostic aids aboard submarines: biochemical evaluation of acute myocardial infarction In our opinion, the protocol and safeguards described on the attached application are adequate to meet the standards of the U. S. Navy in regard to experiments utilizing people; namely that the rights and welfare of individuals will be respected, that the individuals or those responsible for their care have given their informed consent, and that potential benefits outweigh any risks involved. Investigator: Date: Department Head: Date: Review by the Committee: Recommendation: Approve Disapprove Chairman of the Committee (Signature) Date LT MC USN, Naval Undersea Medical Institute NAVSUBASE NEW LONDON, GROTON, CT 06349 CDR, MSC, USN Optometrist, NSMRL CAPT, CHC, NAVSUBASE NEW LONDON LCDR, JAGC, NAVSUBASE NEW LONDON APPLICATION TO COMMITTEE FOR THE PROTECTION OF HUMAN SUBJECTS I. PRINCIPAL INVESTIGATOR: Joseph V. Henderson MC USNR Environmental Medicine NAVSUBMEDRSCHLAB ASSOCIATE INVESTIGATOR: Donald V. Tappan, PhD Biochemistry Department NAVSUBMEDRSCHLAB II. TITLE OF RESEARCH PROJECT: Diagnostic aids aboard submarines: biochemical evaluation of acute myocardial infarction III. LOCATIONS WHERE STUDIES WILL BE PERFORMED: At one or more of the following places NRMC, San Diego, CA NRMC, Portsmouth, VA NRMC, Bethesda, MD IV. A. HAS THIS PROJECT BEEN SUBMITTED FOR APPROVAL TO COMMITTEE(S) FOR THE PROTECTION OF HUMAN SUBJECTS AT OTHER INSTITUTIONS CONCERNED? No B. DISPOSITION BY OTHER COMMITTEE(S): N/A V. APPROXIMATE DATES OF RESEARCH: FROM: 7807 to 8006 VI. DESCRIPTION OF RESEARCH. 1. a. BACKGROUND: Although myocardial infarction (MI) occurs rarely aboard nuclear submarines, incidence of evacuation for "rule-out" MI is relatively high. The criteria by which the American Heart Association and the World Health Organization diagnose acute MI require two of the following: typical signs and symptoms, typical ECG changes, and typical cardiac enzyme elevations. Since submarines have neither ECG nor serology, corpsmen faced with a patient having acute chest pain cannot establish a diagnosis of MI. At the Naval Submarine Medical Research Laboratory we have developed a kit for performance of Creatine Phosphokinase-MB (CPK-MB) isoenzyme determination aboard a patrolling submarine. This enzyme specifically reflects myocardial damage and is elevated 4 to 8 hours after MI. Preliminary results indicate that the kit is compatible with the environment of deployed submarines, can be accurately performed without special training by members of the crew, and can be used by submarine corpsmen in decreasing evacuations for suspected MI. Now we intend to validate the system clinically by having Navy corpsmen perform the assay on sera of patients admitted to Naval Coronary Care Units for possible MI. b. SUBJECTS: Subjects will be patients admitted to Coronary Care Units (CCU) at one or more Naval hospitals. c. PROCEDURE: From each of the patients admitted to Coronary Care Units (CCU) at selected Naval hospitals with a provisional diagnosis of acute MI, a 7 ml blood sample will be obtained at the time of CCU admission, along with routinely drawn blood samples, (The patient will be told that this sample will be used for research.) Using the CPK kits, determination of CPK-MB will be performed on each sample by a paramedic in the CCU. For each patient, results of this assay will be compared with the standard gel electrophoresis assay performed in the hospital's main laboratory. A sample of 100 patients is desired. CCU staff will not participate, avoiding any effect on patient care. d. STRESSES: The only physical or psychological stress to the patient is the one accompanying venipuncture. Since blood sampling is a routine part of diagnosis and since the additional blood sample is obtained with little or no increase in time or discomfort, stresses of the procedure are considered minimal. 2. BENEFITS: Although this study will be of no immediate benefit to the subject, it will help establish the validity of a procedure designed to reduce unnecessary evacuation from patrolling nuclear submarines. Avoiding such evacuations saves money, avoids risks of evacuations, and preserves national defense. 3. RISKS: Venipuncture is a routine part of patient work-up and constitutes minimal risk to the patient. This study contributes virtually no additional risk to the patient. 4. CONSENT: Informed consent will be oral or written or third party. Oral consent is subject to all of the same standards that apply to written consent, except that the signature of the subject is not required. Where oral consent is used, the protocol must specifically so indicate and provide adequate justification for its use. Third party consent (i.e., that given by parents, legal guardian, next of kin, or other legally authorized third party representatives) may be used only when the respective human subjects is incapable of giving informed consent. 5. PRIVACY: There will be no greater intrusion into the privacy of subjects than is absolutely necessary for the conduct of the study. No information, responses, data, specimens or other matters will be solicited which are not pertinent to the experiment. Investigators will employ at all times physical and procedural safeguards to preclude the inadvertent or unauthorized disclosure of all notes, diaries, logs, specimens and records or other repositories of information. No information will be released to others by the investigators without the authority of the Commanding Officer, Naval Submarine Medical Research Laboratory. 6. DE-VOLUNTEERING: The subject will be specifically informed via the Consent Form that he may quit his participation in the project at any time without prejudice to himself. 7. CHANGES: No changes are foreseen. The committee will be informed if any changes are planned. CONSENT STATEMENT (Date) From: Commanding Officer, Naval Submarine Medical Research Laboratory To: Subj: Consent to participate voluntarily in an experiment Encl: (1) Details of experiment (2) Subject's inquiries (if any) and responses (3) Privacy Act Statement 1. I hereby volunteer to participate as a subject in an experiment entitled "Diagnostic aids aboard submarines: biochemical evaluation of acute myocardial infarction." 2. Details of the experiment, which are described in enclosure (1), have been explained to me. The explanation has included: a. a description of the procedures to be followed and their purposes, including identification of any procedures which are not experimental. b. a description of expected benefits; and c. a disclosure of any alternative procedures that might be advantageous to me. 3. My consent is given as an exercise of free will, without force or duress of any kind. Any inquiries I have concerning the experiment and the answers provided are recorded in enclosure (2). I understand that I will be free to withdraw my consent and discontinue my participation at any time without prejudice to myself. In making my decision to volunteer, I am not relying upon any information or representation not set forth in this statement or in the enclosures thereto. 4. A Privacy Act Statement has been signed and is attached as enclosure (3). (Signature) (Type name, grade, or rank) (Date of birth) (Signature of witness) This should be a person not directly involved in the experiment. INFORMATION FOR SUBJECTS 1. Procedure: Upon your admission to the Coronary Care Unit, a 7 ml venous blood sample will be taken along with routinely drawn blood samples. This sample will be used for research to evaluate the performance of a newly developed kit to identify an indicator of a heart attack. This kit will be used by Navy hospital corpsmen aboard patrolling submarines. The only physical or psychological stress for you is the one accompanying venipuncture. Since blood sampling is a routine part of diagnosis and since the additional blood sample is obtained with little or no increase in time or discomfort, stresses of the procedure are considered minimal. 2. Benefits: Although this study will be of no immediate benefit to you, it will help establish the validity of a procedure designed to reduce unnecessary evacuation from patrolling nuclear submarines. In recent years misdiagnosed heart attack has resulted in costly and unnecessary evacuations. 3. Risks: Venipuncture is a routine part of patient work-up and constitutes minimal risk to you. 4. Consent: Informed consent will be oral or written or third party. Oral consent is subject to all of the same standards that apply to written consent, except that your signature is not required. Where oral consent is used, the protocol must specifically so indicate and provide adequate justification for its use. Third party consent (i.e., that given by parents, legal guardian, next of kin, or other legally authorized third party representatives) will be used only when you are incapable of giving informed consent. A copy of the consent form is attached. 5. Privacy: There will be no greater intrusion into your privacy than is absolutely necessary for the conduct of the study. No information, responses, data, specimens or other matters will be solicited which are not pertinent to the experiment. Investigators will employ at all times physical and procedural safeguards to preclude the inadvertent or unauthorized disclosure of all notes, diaries, logs, specimens and records or other repositories of information. No information will be released to others by the investigators without the authority of the Commanding Officer, Naval Submarine Medical Research Laboratory. 6. De-volunteering: SUBJECT'S INQUIRIES AND RESPONSES NAME OF SUBJECT: RANK OR RATE: SSN: TITLE OF EXPERIMENT: Diagnostic aids aboard submarines: biochemical evaluation of acute myocardial infarction DATE OF INQUIRIES: PLACE INQUIRIES MADE: NAME AND TITLE OF PERSON RESPONDING TO INQUIRIES: SUBSTANCE OF INQUIRIES AND ASSOCIATED RESPONSES TO THESE INQUIRIES (IN ORDER) PRIVACY ACT STATEMENT FOR EXPERIMENT ENTITLED: Diagnostic aids aboard submarines: biochemical evaluation of acute myocardial infarction 1. AUTHORITY FOR COLLECTION OF INFORMATION INCLUDING SOCIAL SECURITY NUMBER: 10 USC 5131 and 5132; 5 USC 301, Departmental Regulations. 2. PRINCIPAL PURPOSE(S): To perform research studies and compile statistical data. 3. ROUTINE USE(S): Officials and employees of the Department of the Navy and other components of the Department of Defense in the performance of their official duties relating to performance of research studies and compilation of statistical data. 4. MANDATORY/VOLUNTARY DISCLOSURE, CONSEQUENCES OF REFUSAL TO DISCLOSE INFORMATION: Disclosure of requested information, including social security number, is voluntary. There are no adverse consequences for refusing to provide requested information, including social security number. WITNESSED: RECEIPT OF PRIVACY ACT STATEMENT ACKNOWLEDGED