DISCLAIMER The following is a staff memorandum or other working document prepared for the members of the Advisory Committee on Human Radiation Experiments. It should not be construed as representing the final conclusions of fact or interpretation of the issues. All staff memoranda are subject to revision based on further information and analysis. For conclusions and recommendations of the Advisory Committee, readers are advised to consult the Final Report to be published in 1995. TAB I DRAFT FOR DISCUSSION PURPOSES MEMORANDUM TO: Members of the Advisory Committee on Human Radiation Experiments FROM: Subcommittee on Sampling of Biomedical Experiments DATE: October 7, 1994 RE: Biomedical Experiments Case Studies To implement the strategy developed by the Committee at its last meeting, the subcommittee recommends that the following steps be taken: 1. No random sampling, in the rigorous statistical sense, will be undertaken now. The question of whether to do so at some point also will be tabled for a time. 2. As an alternative to random sampling, a "convenience" approach will be used. This approach will have as its foci highly visible cases, each of which serves as a starting point for a larger, but manageable, group of experiments. Although this "convenience approach" should allow us to analyze information in a meaningful way, we will be unable to draw any statistically rigorous conclusions about how representative the experiments chosen for study are of the entire set of human radiation experiments. 3. The foci are: a. Biodistribution. This group centers on the plutonium injection experiments. From those well-known experiments it reaches out to include: (a) other experiments designed to test the biodistribution of isotopes with no clear immediate therapeutic or diagnostic potential; and (b) other experiments whose primary purpose was the health and safety of those directly involved in weapons production, such as experiments related to toxicology or chelation therapy. As well the bedrock questions ( risk/benefit, consent, and subject selection), this group permits focus on questions particular to cases where a) there is no clear diagnostic or therapeutic intent; and/or b) occupationally-related toxicology is a primary research aim. b. Total Body Irradiation. This group includes the Cincinnati whole body irradiation experiments and other total body irradiation experiments. In some cases, as in Cincinnati, at least some aspects of the experiments were funded by the government with an express purpose of providing information of use to the military. 1 In addition to bedrock questions, this group raises questions of: 1. The facts and ethics of "piggy-backing", i.e., the use government makes of a putatively medical setting to fund research for unrelated government purposes; and 2. Conceptual boundaries, including, on the one hand, the boundary between experimental and therapeutic activity, and, on the other, the boundary between the testing of a new hypothesis and the retesting of a hypothesis that has been previously tested and found wanting. "Piggy-backing" questions under (1) include: * To what extent was the design of experiments influenced by the availability of funding for government purposes? * In deciding whether or not to perform research, who determined the governmental purposes to be served, and who weighed the potential social benefits against the risks to which individuals were exposed (e.g., military officials, civil servants, doctors)? * What portions of the design and conduct of this research were secret, and how did this impact the research? * What restraints did the Cold War setting impose on the critique of the work of one's scientific/medical peers, or the research related statements of officials? c. Research involving or affecting children. This group is anchored in the Fernald School and Vanderbilt experiments. The Fernald School experiments were tracer studies using radioactive calcium in a population of institutionalized mentally compromised children. Vanderbilt University conducted studies on pregnant women using radioactive iron to determine maternal-fetal iron exchange. This class of experiments brings unique concerns with regards to risk/benefit because the susceptibilities of fetuses and children to the effects of radiation is different than that of adults. This group also provides an opportunity to look at the selection and use of vulnerable populations. 2 d. Boron/neutron capture. This group includes experiments in the therapeutic use of irradiation from an external source, but targeting on internally administered stable isotopes, focusing on experiments conducted in the early 1950's, and again today. In addition to the bedrock questions, these experiments raise questions about the ethics of revisiting experimental approaches that have been rejected previously. The roles of central federal expert panels can be reviewed with this case material. e. Testicular irradiation/burn experiments. This group, based on the testicular irradiation of prisoners, includes experiments (such as flash-blindness studies related to atomic bomb tests) in which external sources of energy were applied with no potential for therapeutic or diagnostic benefit for the experimental subject. f. Fallout products. At the close of the September meeting of the Committee, concern was raised about the "aberrational question": whether focusing our studies around well-publicized cases would skew our overview. The primary purpose of the "fallout isotopes" group is to address this concern by developing a feasible purposive sampling which will draw on unpublicized cases, without presuming to achieve the rigor of a truly random sample. The group is defined as studies using isotopes which were major fallout products, some of which also had major medical applications in both diagnosis and therapy. Initially, these would be isotopes of iodine, strontium, cesium, gallium, barium and beryllium. This list could be expanded depending on research results. Unlike the plutonium group, this group allows a purposive sampling of cases which include research on medical applications. (Cases already covered in the "Vanderbilt: fetuses and children under 18" group would not be studied a second time, but referenced.) In addition to the bedrock questions, this group also raises the "piggy-backing" questions presented by the total body irradiation group; i.e., the proper balance of interests where experiments are said to serve both government and therapeutic purposes. By comparison with the total body irradiation group, both this group and the biodistribution group also present the opportunity to compare systems of regulation. External irradiation (e.g., total body irradiation) was subject to little, if any, regulation. Isotopes distributed by the AEC were regulated in detail. How did the differences in regulation effect human experimentation? Isotopes were available directly from the AEC, indirectly via private firms, from private suppliers (e.g., university cyclotrons), and from foreign suppliers. Did the administration of the differing suppliers affect the human use? 3 4. Next steps (subject to Committee revision and/or redirection): * Core staff have been assigned * Staff is researching available data to identify all experiments within the groups (the sources include experiment lists provided by the agencies, AEC isotope lists, bibliographies, etc.) * Based on the database search, journal literature is being obtained for review. * Where groups include large numbers of experiments (which will include groups b, c, d, f) cases will be selected for further investigation. If the numbers are large enough, the question of statistical sampling will be revisited. 5. Other investigative areas to be coordinated with this effort: * Intentional releases (including experiments of opportunity and human experimentation in connection with atomic bomb tests) * Institutional case studies 4